DataOps-platform/docs/acceptance/P3_WP14_UAT_CASES.json

{
  "schema_version": "1.0",
  "work_package": "P3-WP14",
  "generated_at": "2026-08-18",
  "result_definitions": {
    "PASS_LOCAL": "Fresh, reproducible local engineering evidence passed; it is not enterprise formal UAT or production acceptance.",
    "BLOCKED_EXTERNAL": "Execution needs real enterprise people, data, environment, integration, scale result, training record, or signature that is not present.",
    "TBD_EXTERNAL": "The enterprise owner has not supplied the required decision or evidence.",
    "FAIL": "Executed and did not meet the expected result.",
    "NOT_RUN": "Not run in this local engineering baseline."
  },
  "cases": [
    {"id":"P3-WP14-UAT-01","work_packages":["P3-WP01"],"module_ids":["GOV-05"],"title":"第二业务域验收包的本地工程前置契约","actor":"admin","categories":["interface","permission"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["P2-WP13 验收包在工作区"],"steps":["运行 WP01 契约测试","核对其工程就绪而非企业完成状态"],"expected":["模板保持外部门禁","本地测试通过"],"evidence":["tests/test_phase3_wp01_enterprise_acceptance_contract.py","docs/acceptance/P2_WP13_UAT_PLAN_AND_REPORT.md"],"result":"PASS_LOCAL","notes":"P3-WP01 企业实际用户、来源、培训、升级回滚和签署仍为 BLOCKED_EXTERNAL。"},
    {"id":"P3-WP14-UAT-02","work_packages":["P3-WP02"],"module_ids":["IAM-06"],"title":"统一身份 Claims 与会话边界本地回归","actor":"governance","categories":["permission","interface","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["闭合身份 fixture 可用"],"steps":["运行身份契约测试","核对拒绝无效 Claims"],"expected":["本地契约通过","无效身份被拒绝"],"evidence":["tests/test_phase3_wp02_enterprise_identity_contract.py"],"result":"PASS_LOCAL","notes":"企业 IdP、证书、组织同步和真实账号仍为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-03","work_packages":["P3-WP03"],"module_ids":["CON-06"],"title":"连接器 SDK 增量与失败恢复本地回归","actor":"data_owner","categories":["interface","database","failure"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["受控 connector fixture 可用"],"steps":["运行连接器测试","核对增量、重放和失败路径"],"expected":["本地连接器契约通过","测试不访问企业来源"],"evidence":["tests/test_phase3_wp03_enterprise_connectors.py","docs/validation/P3_WP08_THIRD_DOMAIN_REPLICATION_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"两个企业来源、只读账号和网络仍为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-04","work_packages":["P3-WP04"],"module_ids":["CON-17"],"title":"边缘网关数据不出域与运行时角色本地回归","actor":"security","categories":["interface","database","security","browser_ui"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地闭合网关 fixture 可用"],"steps":["运行网关交付与运行时测试","核对本地 UI/API 契约"],"expected":["定向测试通过","无企业网络被调用"],"evidence":["tests/test_phase3_wp04_delivery_contract.py","tests/test_phase3_wp04_production_runtime.py"],"result":"PASS_LOCAL","notes":"浏览器/界面仅限已有本地合同证据；企业网络区、出站规则和脱敏策略为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-05","work_packages":["P3-WP05"],"module_ids":["OBS-03"],"title":"生产可观测与故障注入本地回归","actor":"operations","categories":["interface","failure","operations","target_scale"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地生产运维 fixture 可用"],"steps":["运行可观测服务测试","核对故障注入清单"],"expected":["本地断言通过","目标规模指标未被冒充为已执行"],"evidence":["tests/core/orchestration/test_production_observability.py","docs/validation/P3_WP05_FAILURE_INJECTION.json"],"result":"PASS_LOCAL","notes":"企业监控、告警、排班、SMTP、协作、ITSM 与目标规模压测均为 BLOCKED_EXTERNAL。"},
    {"id":"P3-WP14-UAT-06","work_packages":["P3-WP06"],"module_ids":["SEC-04"],"title":"可信交付授权和订阅迁移本地回归","actor":"audit","categories":["permission","database","migration","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地迁移和闭合订阅 fixture 可用"],"steps":["运行订阅迁移合同","核对默认拒绝和审计边界"],"expected":["本地合同通过","企业安全集成未被声称完成"],"evidence":["tests/test_phase3_wp06_subscription_migration_contract.py","docs/validation/P3_WP06_TRUSTED_DELIVERY_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"DLP/KMS/SIEM、真实策略和法务确认仍为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-07","work_packages":["P3-WP07"],"module_ids":["PLT-06"],"title":"企业交付制品、升级回滚恢复入口本地回归","actor":"operations","categories":["upgrade","rollback","restore","operations"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地交付合同和 runbook 在工作区"],"steps":["运行企业交付合同","核对升级、回滚和恢复入口"],"expected":["本地合同通过","目标集群未被访问"],"evidence":["tests/test_phase3_wp07_enterprise_delivery_contract.py","docs/validation/P3_WP07_ENTERPRISE_DELIVERY_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"正式制品库、签名证书、SLA、RTO/RPO、变更窗口和目标环境演练均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-08","work_packages":["P3-WP08"],"module_ids":["GOV-01"],"title":"第三业务域复制包本地回归","actor":"governance","categories":["interface","database","failure"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["第三域本地模板 fixture 可用"],"steps":["运行第三域验收测试","核对模板和失败注入"],"expected":["本地验收通过","不复制企业专有服务"],"evidence":["tests/acceptance/test_phase3_wp08_third_domain_replication.py","docs/validation/P3_WP08_FAILURE_INJECTION.json"],"result":"PASS_LOCAL","notes":"真实领域、责任人、来源和术语均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-09","work_packages":["P3-WP09"],"module_ids":["KAI-08"],"title":"模型网关预算和异常治理本地回归","actor":"security","categories":["permission","interface","failure","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["闭合模型治理 fixture 可用"],"steps":["运行模型网关测试","核对预算与拒绝路径"],"expected":["本地合同通过","没有调用企业模型"],"evidence":["tests/agent/test_wp09_model_gateway.py","docs/validation/P3_WP09_MODEL_GATEWAY_AGENT_GOVERNANCE_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"合规模型、预算、沙箱、工具白名单和生产压测均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-10","work_packages":["P3-WP10"],"module_ids":["IAM-14"],"title":"多租户隔离与 API 默认拒绝本地回归","actor":"ordinary_user","categories":["permission","interface","database","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地租户 fixture 可用"],"steps":["运行租户 API 测试","核对跨租户拒绝"],"expected":["本地合同通过","共享控制面未激活"],"evidence":["tests/test_wp10_tenant_api.py","docs/validation/P3_WP10_MULTI_TENANCY_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"SaaS/共享控制面策略和正式租户需求为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-11","work_packages":["P3-WP11"],"module_ids":["CAT-07"],"title":"BI/AI 资产目录授权读取本地回归","actor":"ordinary_user","categories":["permission","interface","database","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地目录 fixture 可用"],"steps":["运行目录 API 测试","核对读取授权和审计"],"expected":["本地合同通过","不调用外部 BI/AI API"],"evidence":["tests/test_wp11_bi_ai_catalog_api.py","docs/validation/P3_WP11_BI_AI_ASSET_CATALOG_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"目标 BI/AI 平台和只读元数据 API 为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-12","work_packages":["P3-WP12"],"module_ids":["MKT-19"],"title":"计量与 Showback 可解释性本地回归","actor":"data_owner","categories":["interface","database","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["本地计量 fixture 可用"],"steps":["运行 Showback API 测试","核对分摊和拒绝路径"],"expected":["本地合同通过","不产生财务结算"],"evidence":["tests/test_wp12_metering_showback_api.py","docs/validation/P3_WP12_METERING_SHOWBACK_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"成本中心、计价口径、数据源和财务确认均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-13","work_packages":["P3-WP13"],"module_ids":["PLT-19"],"title":"受治理插件平台本地 API 与恢复回归","actor":"audit","categories":["permission","interface","database","migration","rollback","restore","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["559 闭合插件 fixture 可用"],"steps":["运行插件 API 测试","核对审查、拒绝和恢复边界"],"expected":["本地合同通过","非 fixture 插件不激活"],"evidence":["tests/test_wp13_plugin_platform_api.py","docs/validation/P3_WP13_GOVERNED_PLUGIN_PLATFORM_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"插件信任模型、签名 CA、许可证、仓库、sandbox profile 和责任人均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-14","work_packages":["P3-WP01","P3-WP02","P3-WP03","P3-WP04","P3-WP05","P3-WP06","P3-WP08"],"module_ids":["IAM-06","CON-06","SEC-04","OBS-03"],"title":"主线正式企业 UAT","actor":"data_owner","categories":["enterprise_boundary","target_scale","five_party_signoff"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["实名责任人","真实脱敏来源","预生产环境"],"steps":["执行已批准主线场景","记录指标、缺陷和证据"],"expected":["所有门禁有实名证据","P0/P1 依据真实事实决定"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"不得由本地 fixture、容器或开发者测试替代。"},
    {"id":"P3-WP14-UAT-15","work_packages":["P3-WP01","P3-WP07"],"module_ids":["PLT-06","PLT-07"],"title":"正式试点环境安装、升级、回滚与恢复","actor":"operations","categories":["enterprise_boundary","upgrade","rollback","restore"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["批准变更窗口","目标基础设施","匹配备份"],"steps":["安装签名版本","执行升级回滚恢复演练"],"expected":["按批准 RTO/RPO 记录结果","保留制品和日志"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"本地恢复演练不等同于目标环境。"},
    {"id":"P3-WP14-UAT-16","work_packages":["P3-WP02","P3-WP06"],"module_ids":["IAM-06","SEC-04"],"title":"企业身份与安全集成验证","actor":"security","categories":["enterprise_boundary","permission","security"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["IdP、DLP/KMS/SIEM、网络策略可用"],"steps":["映射企业角色","执行越权与回收测试"],"expected":["真实策略默认拒绝","安全负责人留证"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"企业身份和安全法务输入尚未提供。"},
    {"id":"P3-WP14-UAT-17","work_packages":["P3-WP03","P3-WP04","P3-WP08"],"module_ids":["CON-06","CON-17","GOV-01"],"title":"企业数据源与第三域端到端闭环","actor":"governance","categories":["enterprise_boundary","interface","database"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["两个只读来源","网络区","第三业务域术语"],"steps":["执行采集治理恢复","核对来源和责任"],"expected":["真实数据指标可复核","无专用服务复制"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"来源、网络和领域输入仍为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-18","work_packages":["P3-WP05","P3-WP07","P3-WP09"],"module_ids":["OBS-03","PLT-06","KAI-08"],"title":"目标规模、故障、安全和生产运维演练","actor":"operations","categories":["enterprise_boundary","target_scale","failure","security","operations"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["SLO、监控、ITSM、集群、模型方案批准"],"steps":["在目标规模注入故障","验证升级、告警和降级"],"expected":["真实阈值和结果留证","问题进入缺陷台账"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"现有 local failure injection 仅证明工程路径。"},
    {"id":"P3-WP14-UAT-19","work_packages":["P3-WP10","P3-WP11","P3-WP12","P3-WP13"],"module_ids":["IAM-14","CAT-07","MKT-19","PLT-19"],"title":"条件包激活决定与企业验证","actor":"governance","categories":["enterprise_boundary","permission","security"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["SaaS、BI/AI、成本、插件书面决定"],"steps":["确认启动条件","执行授权范围验证"],"expected":["未批准条件包继续受阻","批准范围有证据"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"四项外部输入均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-20","work_packages":["P3-WP01","P3-WP05","P3-WP07"],"module_ids":["OBS-03","PLT-06"],"title":"企业用户与运维培训、补训和签到","actor":"ordinary_user","categories":["training","operations","enterprise_boundary"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["企业参训名单","培训窗口"],"steps":["完成用户和运维练习","记录签到和补训"],"expected":["所有参与者有真实记录","未通过者补训"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"本地文档是培训材料，不是签到证据。"},
    {"id":"P3-WP14-UAT-21","work_packages":["P3-WP01","P3-WP02","P3-WP03","P3-WP04","P3-WP05","P3-WP06","P3-WP07","P3-WP08","P3-WP09","P3-WP10","P3-WP11","P3-WP12","P3-WP13"],"module_ids":["IAM-06","CON-06","OBS-03","SEC-04","PLT-06"],"title":"五方签署与缺陷门禁","actor":"audit","categories":["five_party_signoff","enterprise_boundary","security"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["P0/P1 已按正式规则处置","五方实名负责人"],"steps":["核对证据包","完成五方签署"],"expected":["P0 为零有正式证据","未关闭 P1 有正式决定"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"不得预签或由本地工程人员代签。"},
    {"id":"P3-WP14-UAT-22","work_packages":["P3-WP07","P3-WP13"],"module_ids":["PLT-06","PLT-19"],"title":"同一签名版本第二隔离环境可部署性","actor":"operations","categories":["isolated_local_environment","upgrade","rollback","restore","enterprise_boundary"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["已签名版本","获授权第二隔离环境","企业部署窗口"],"steps":["在第二隔离环境部署同一签名版本","记录配置差异、升级、回滚与恢复结果"],"expected":["签名和版本身份可核验","正式结果可追溯"],"evidence":["TBD_EXTERNAL"],"result":"BLOCKED_EXTERNAL","notes":"当前 manifest signed=false；签名和第二企业隔离环境均为 TBD_EXTERNAL。本地 portability rehearsal 见 UAT-30。"},
    {"id":"P3-WP14-UAT-23","work_packages":["P3-WP04","P3-WP06","P3-WP10","P3-WP11","P3-WP12","P3-WP13"],"module_ids":["CON-17","SEC-04","IAM-14","CAT-07","MKT-19","PLT-19"],"title":"跨工作包默认拒绝与审计回归","actor":"audit","categories":["permission","security","database","failure"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["现有定向测试可执行"],"steps":["运行跨包权限测试","核对失败路径没有提升权限"],"expected":["默认拒绝保持","本地审计合同通过"],"evidence":["tests/test_permission_matrix.py","docs/validation/P3_WP13_GOVERNED_PLUGIN_PLATFORM_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"企业审计留存、SIEM 和法务保全仍为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-24","work_packages":["P3-WP01","P3-WP07"],"module_ids":["PLT-06","PLT-07"],"title":"远端证据保存授权前检查","actor":"audit","categories":["operations","five_party_signoff","enterprise_boundary"],"acceptance_level":"ENTERPRISE_FORMAL","preconditions":["企业批准的远端仓库","保留策略和访问控制"],"steps":["审阅待保存清单","按批准流程上传"],"expected":["只保存批准的无敏感证据","产生保全记录"],"evidence":["TBD_EXTERNAL"],"result":"TBD_EXTERNAL","notes":"本工作包只形成建议，不会推送或部署。"},
    {"id":"P3-WP14-UAT-25","work_packages":["P3-WP01","P3-WP02","P3-WP03","P3-WP04","P3-WP05","P3-WP06","P3-WP07","P3-WP08","P3-WP09","P3-WP10","P3-WP11","P3-WP12","P3-WP13"],"module_ids":["IAM-06","CON-06","OBS-03","SEC-04","PLT-06"],"title":"第三阶段变更范围回归选择","actor":"governance","categories":["interface","database","migration","security"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["各 WP 定向测试路径可读"],"steps":["执行选定跨包回归","记录没有覆盖的企业用例"],"expected":["只验证第三阶段变更范围","无全仓完成声明"],"evidence":["tests/test_phase3_wp01_enterprise_acceptance_contract.py","tests/test_wp13_plugin_platform_api.py"],"result":"PASS_LOCAL","notes":"本矩阵的本地回归与企业正式范围明确分离。"},
    {"id":"P3-WP14-UAT-26","work_packages":["P3-WP01","P3-WP02","P3-WP03","P3-WP04","P3-WP05","P3-WP06","P3-WP07","P3-WP08","P3-WP09","P3-WP10","P3-WP11","P3-WP12","P3-WP13"],"module_ids":["IAM-06","CON-06","OBS-03","SEC-04","PLT-06"],"title":"264 项功能台账稳定读取与门禁注释","actor":"audit","categories":["database","operations","five_party_signoff"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["264 项源台账和 WP00 追踪存在"],"steps":["生成闭合审计","比较原始成熟度"],"expected":["264/264 稳定读取","无证据条目不升级"],"evidence":["docs/phase3/P3_WP14_264_MODULE_CLOSURE_AUDIT.json","docs/phase3/P3_WP00_REQUIREMENTS.json"],"result":"PASS_LOCAL","notes":"台账中的企业状态仍为 TBD_EXTERNAL、BLOCKED_EXTERNAL 或 NOT_APPLICABLE。"},
    {"id":"P3-WP14-UAT-27","work_packages":["P3-WP05","P3-WP06","P3-WP07","P3-WP09","P3-WP13"],"module_ids":["OBS-03","SEC-04","PLT-06","KAI-08","PLT-19"],"title":"故障、安全与恢复残留风险复核","actor":"security","categories":["failure","security","rollback","restore"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["各 WP failure injection 文档存在"],"steps":["逐项读取失败证据","检查外部依赖未转为通过"],"expected":["本地故障路径有可复核指针","企业演练仍受阻"],"evidence":["docs/validation/P3_WP05_FAILURE_INJECTION.json","docs/validation/P3_WP06_FAILURE_INJECTION.json","docs/validation/P3_WP07_FAILURE_INJECTION.json","docs/validation/P3_WP09_FAILURE_INJECTION.json","docs/validation/P3_WP13_FAILURE_INJECTION.json"],"result":"PASS_LOCAL","notes":"目标规模及企业基础设施故障演练为 BLOCKED_EXTERNAL。"},
    {"id":"P3-WP14-UAT-28","work_packages":["P3-WP01","P3-WP07","P3-WP08"],"module_ids":["GOV-05","PLT-06","GOV-01"],"title":"本地浏览器界面验证状态","actor":"ordinary_user","categories":["browser_ui","enterprise_boundary"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["既有 WP 证据可读"],"steps":["复核已有本地 UI/接口证据","记录没有新鲜浏览器会话的边界"],"expected":["不把缺少的新鲜浏览器证据说成已验证","企业 UI UAT 保持受阻"],"evidence":["docs/acceptance/P2_WP13_UAT_PLAN_AND_REPORT.md","docs/validation/P3_WP07_ENTERPRISE_DELIVERY_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"本轮不启动长期本地服务或企业浏览器会话；正式 UI UAT 为 BLOCKED_EXTERNAL。"},
    {"id":"P3-WP14-UAT-29","work_packages":["P3-WP01","P3-WP02","P3-WP03","P3-WP04","P3-WP05","P3-WP06","P3-WP07","P3-WP08","P3-WP09","P3-WP10","P3-WP11","P3-WP12","P3-WP13"],"module_ids":["IAM-06","CON-06","OBS-03","SEC-04","PLT-06"],"title":"发布版本可追溯与无秘密审查","actor":"audit","categories":["operations","security","isolated_local_environment"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["release traceability 可读"],"steps":["验证摘要","复核 release status 和远端保存建议"],"expected":["摘要可检测篡改","不保存密钥且不推送"],"evidence":["docs/phase3/P3_WP14_RELEASE_TRACEABILITY.json","docs/validation/P3_WP14_ENTERPRISE_PILOT_EVIDENCE.md"],"result":"PASS_LOCAL","notes":"签名和远端保存授权均为 TBD_EXTERNAL。"},
    {"id":"P3-WP14-UAT-30","work_packages":["P3-WP07","P3-WP13"],"module_ids":["PLT-06","PLT-19"],"title":"无签名本地配置可移植性演练","actor":"operations","categories":["isolated_local_environment","upgrade","rollback","restore"],"acceptance_level":"LOCAL_ENGINEERING","preconditions":["闭合无秘密配置快照","unsigned manifest digest"],"steps":["分别渲染两个本地配置","核对 allowlist、服务集合和绑定的 unsigned manifest digest"],"expected":["配置差异受限","本地 render 可复核"],"evidence":["docs/validation/P3_WP14_LOCAL_CONFIG_COMPARISON.json","docs/validation/P3_WP14_LOCAL_CONFIG_RENDER.json","docs/phase3/P3_WP14_RELEASE_TRACEABILITY.json"],"result":"PASS_LOCAL","notes":"这是 portability rehearsal；它不满足同一签名版本第二隔离环境的正式验收。"}
  ]
}